Overall
Promotion
Salary
Work/life balance
Culture
Leadership
Excellent learning opportunity
I starts my day with reading emails and how many cases rejected in the system. I then organise my work and time. I love communicating with my team and assisting them. I did not have any knowledge of the investment industry, however today I have learned much on the various investment products, legislation and being more financially smart. I enjoy assisting financial planners with their challenges & queries, I enjoy learning more about investing and working with people/team. The most challenging aspect of my job is to balance assiting financial planners telephonically and at the same time ensuring that all financial instructions are resolved before cut off
Pros: Great opportunity in learning about investments
Cons: Small team, a lot of work
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Identify, plan andmonitor on regulatory requirements for the business and report to business
Risk based approach followed to identify, plan andmonitor on regulatory requirements for the business and report to business Specific focus on : CISCA, FAIS, FICA and PFA Keeping abreast on new regualtry requirements and communicating to business FAIS Complaince officer - Approved Cat 1 and Cat 2 Compliance officer
Pros: Opportunity to grow
Cons: Single complaicne officer
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Small, nimble company with lots of autonomy
Everyday is different with different challenges Goal and performance driven and strong sense of accountability Great people - diverse, engaging, accountable and fun Agile in how we operate Flat management structure Very active in sport activities Highly competitive Competitive bonus and share scheme
Pros: Great place to start a career
Cons: Office politics
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